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Featured Report
ホワイトペーパー/論説
法務環境、社会、ガバナンス12月 05, 2024
ESG data collection, analysis, and reporting: A guide for internal audit
担当:Kevin Gould
Internal audit plays a pivotal role providing assurance on ESG data management and reporting. These activities add value to both the business and stakeholders by providing insight at the right time.
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ホワイトペーパー/論説法務11月 20, 2024Understanding organizational ethics担当:John J. HallAs part of the internal audit function, employees must be encouraged to do the right thing and speak up when they see something that doesn’t seem right.
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ホワイトペーパー/論説法務10月 30, 2024Harnessing Generative AI for internal audit activities担当:Jim Pelletier, CIA, CGAPNicole Narkiewicz, Ph.D.Explore how generative AI is transforming internal audit functions, enhancing efficiency, and improving data analysis. Learn about AI adoption, governance challenges, and practical use cases for auditors in this insightful report.
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ホワイトペーパー/論説法務8月 29, 2024AIと内部監査プロセス担当:Ken PetersenAIのテクノロジーは、監査の生産性と効率性を促進することができます。ベストプラクティスはまだ確立されていませんが、監査ライフサイクルの各段階で生成AIを使用することにはメリットとデメリットがあります。
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ホワイトペーパー/論説法務8月 15, 2024The organizational risks of social media担当:Dana Lawrence, CIA, CRMA, CFSA, CAMS, CRVPM, CCAInternal Audit is uniquely positioned to take the lead with a comprehensive understanding of risk management programs that effectively governs social media and its reputational impacts on organizations.
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ホワイトペーパー/論説法務6月 05, 2024AI, cybersecurity, and the need for appropriate governance担当:Mark Maraccini Mike Del GuidiceThe value of AI is clear, but organizations face newly emerging risks. Internal auditors can become a valuable partner in ensuring AI governance meets all security, compliance, and quality standards.
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ホワイトペーパー/論説法務5月 23, 2024Global perspectives and insights: Innovation and technology担当:Jim Pelletier, CIA, CGAPDennis Wong, CIA, CFSANisha Nair, CIA, FCCA, UAECA, CFE, ACMA, CGMATechnology has become the unquestioned driver for change and business innovation. This three-part series, created in partnership with the IIA, focuses on internal audit's role in tech assurance, adoption, and internal audit's tech talent challenge.
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ホワイトペーパー/論説法務5月 16, 2024Digital assets: Understanding the fundamentals and how to support appropriate governance in areas of emerging technology担当:Dana Lawrence, CIA, CRMA, CFSA, CAMS, CRVPM, CCALearn how to proactively identify and understand the various types of digital assets and how to safeguard against potential threats.
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ホワイトペーパー/論説法務4月 29, 202410 tips to impactful internal Audit Committee reporting担当:ジョナサン・チャプマンClear, relevant, and frequent communication between internal audit, the Audit Committee, and the Board is critical to driving organizational transformation, and
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ホワイトペーパー/論説法務4月 26, 2024Innovation and technology part 3: Internal audit’s tech talent challenge担当:Jim Pelletier, CIA, CGAPDennis Wong, CIA, CFSANisha Nair, CIA, FCCA, UAECA, CFE, ACMA, CGMAInternal audit can and should be technology’s biggest advocate in the organization. It is the change-bearer, the partner, the bringer of good news.
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ホワイトペーパー/論説法務4月 26, 2024Innovation and technology part 2: Staying on top of the organization's technology adoption担当:Jim Pelletier, CIA, CGAPDennis Wong, CIA, CFSAWhile adopting new technologies can bring risk, it’s also important to remember the dangers of failing to stay up to date on new tools.
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ホワイトペーパー/論説法務4月 10, 2024Innovation and technology part 1: Internal audit's role in technology assurance担当:Jim Pelletier, CIA, CGAPHelp ensure that the organization’s overall approach to technology risk and the audit plan adequately address potential technology risks.
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ホワイトペーパー/論説法務4月 02, 2024The four stages of implementing an integrated approach to assurance provision担当:ジョナサン・チャプマンThere is no single way to determine the optimum level of integrated assurance. The four stages outlined in this report provide a framework to use in exploring the right approach for your organization.
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ホワイトペーパー/論説法務3月 14, 2024Economic uncertainty: How internal audit can adapt to the shifting risk landscape担当:Kevin GouldFrom supply and demand to rising inflation and interest rates, impactful events create disruptions in the economy. Understanding how this impacts an organization’s risk profile is important.
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ホワイトペーパー/論説法務環境、社会、ガバナンス3月 07, 2024The ABCs of ESG and the impact of internal audit担当:Kevin GouldCollaborating with second-line assurance functions, internal audit can help organizations achieve a more complete picture of ESG risks and controls for effective decision-making and reporting.
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ホワイトペーパー/論説法務2月 20, 2024Establishing a risk-audit relationship: What internal auditors should know担当:John J. HallDownload this report to bring precision and clarity to what you need to know to strike a balance between ‘models’ and ‘mindsets’ and achieve more effective audit-based risk assessment and management.
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ホワイトペーパー/論説法務1月 24, 2024Extend your contribution with high performance audit担当:ジョナサン・チャプマンIs it your goal to become part of a high performing internal audit team? Download this report to learn about the four characteristics that, when combined, deliver leading internal audit performance.
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ホワイトペーパー/論説法務1月 10, 2024Fraud: Learning from the past, acting for the future担当:John J. HallStrong internal controls are the foundation for fraud prevention. Internal auditors are uniquely positioned to identify the action lessons from past case failures as part of their value-added efforts.
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ホワイトペーパー/論説法務12月 13, 2023Understanding cybersecurity: An overview to help protect your organization担当:Cole SchenckThe cyber-threat landscape is evolving. Data analytics can be a proactive approach to cybersecurity using data collection, aggregation, and analysis to protect the well-being of your organization.
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ホワイトペーパー/論説法務12月 07, 2023Adopting a precautionary approach to AI implementation担当:Deep NandaInternal auditors should maintain a critical mindset in assessing the risks and ethical implications of AI’s growing footprint, rather than the novelty of the latest technology.
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ホワイトペーパー/論説法務11月 08, 2023Internal controls: An analysis of the how, the why, and the what担当:John J. HallBusiness best practices, regulations, and standards all require organizations to build and document sound internal controls. Download this report to learn from internal control examples.
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ホワイトペーパー/論説法務10月 25, 2023Five-step root cause audit planning analysis, using data analytics担当:Ken PetersenData analytics play a pivotal role in guiding audits and helping to uncover insights. Download this report to learn how the technique of root cause analysis can help internal auditors unravel the narrative behind the numbers.
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ホワイトペーパー/論説法務10月 17, 2023Cybersecurity and the role of the NIST Cybersecurity Framework (CSF)担当:Mike Del GuidiceKiel MurrayThe consequences of cyberattacks are increasingly severe and more complex. A cybersecurity framework prioritizes a flexible, repeatable, and cost-effective approach to cybersecurity preparedness, promoting the protection of your organization.
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ホワイトペーパー/論説法務環境、社会、ガバナンス10月 04, 2023Auditing organizational culture: A challenge worth taking担当:ジョナサン・チャプマンSuccessful auditing of culture requires a holistic approach across the internal audit function covering the development of internal auditor skills, adjustment to audit methodology, and buy-in from the business.
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ホワイトペーパー/論説環境、社会、ガバナンス法務9月 20, 2023ESG and the growing opportunity for Internal Audit担当:Jim Pelletier, CIA, CGAPInternal auditors will have a pivotal role to play as mandatory ESG reporting gains momentum and organizations face increasing pressure on the reliability of their non-financial reporting.
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ホワイトペーパー/論説法務9月 14, 2023Data visualization that increases stakeholder engagement担当:Kadie WeyerUsing data visualization when presenting your audit findings can improve the effectiveness and efficiency of your audit report.
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ホワイトペーパー/論説法務8月 02, 2023Audit suggestions that influence management action担当:John J. HallLearn more about what auditors can do to identify issues, provide solutions, and influence management where action is needed.
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ホワイトペーパー/論説法務7月 26, 2023Identifying and managing strategic public sector risks担当:Mark MaracciniLearn more about the fast-changing landscape of the public sector and how government agencies are mitigating risk efficiently and effectively.
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ホワイトペーパー/論説法務6月 15, 2023Business risk identification, assessment, and management: An act in 3 parts担当:John J. HallDownload this report to better understand the measures every auditor can take to help mitigate the impact of organizational risk.
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ホワイトペーパー/論説法務財務税務と会計更新された9月 08, 2023An integrated approach to improving your audit efficiency: Delivering value to the organization担当:ジョナサン・チャプマンAchieving greater audit efficiency should be a constant ambition for every internal audit team. Learn about an effective framework to improve audit efficiency.
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ホワイトペーパー/論説環境、社会、ガバナンス法務更新された9月 08, 2023The ultimate buyer’s guide to audit management software担当:TeamMateDiscover how to select the right audit management software for your business with our most popular download: The ultimate buyer's guide to audit management software.
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ホワイトペーパー/論説環境、社会、ガバナンス法務5月 19, 2023Buyer’s guide: Readiness questionnaire担当:TeamMateThis guide is intended to help audit departments prepare for audit management software vendor discussions and is a supplement to the buyer’s guide.
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ホワイトペーパー/論説環境、社会、ガバナンス法務5月 09, 2023The ESG landscape and the challenges facing Internal Audit担当:Jim Pelletier, CIA, CGAPMichelle HurleyDownload this report to better understand how the skills of an internal auditor can be leveraged to support an organization’s ESG strategy.
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ホワイトペーパー/論説法務5月 03, 2023UK SOX: Once in a generation audit reform担当:Amin El MoutaouakilDownload this report to better understand how UK SOX is a regulatory framework designed to increase transparency, accountability, and investor trust in UK public companies.
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ホワイトペーパー/論説法務環境、社会、ガバナンス4月 25, 2023ESG, public sector, and the role of Internal Audit担当:Mark MaracciniThis report considers the role of internal audit and how it can help public sector organizations move forward responsibly with their ESG implementation.
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ホワイトペーパー/論説法務4月 11, 2023The building blocks of adopting agile audit担当:Sio NaidooThis report explores how agile audit is the catalyst for achieving audit modernization.
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ホワイトペーパー/論説法務財務税務と会計環境、社会、ガバナンス3月 29, 2023Audit data analytics: Bringing value to your IT controls担当:TeamMateThis report explores how data that’s extracted from your audit processes enables greater results.
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ホワイトペーパー/論説法務財務税務と会計環境、社会、ガバナンス3月 08, 2023Making the case for ransomware resiliency担当:Michael TrpkoshInternal audit teams can provide assurances over IT practices and controls and play a supportive role in combating ransomware risks.
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ホワイトペーパー/論説法務2月 28, 2023A practical guide to auditing remotely担当:TeamMateInterviews require face-to-face meetings, testing often involves reviewing confidential information, and documentation could require us to be on our organization’s network. With these challenges, how can we effectively conduct our audits remotely?
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ホワイトペーパー/論説環境、社会、ガバナンス法務2月 08, 2023How internal audit can integrate ESG into third-party risk management担当:Michelle HurleyKevin GouldESG factors are used to evaluate a company’s commitment to sustainable operations.
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ホワイトペーパー/論説法務財務税務と会計更新された9月 08, 2023Managing internal audit risk担当:ジョナサン・チャプマンLearn about the importance of clearly defining, establishing, and managing internal audit risks.
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ホワイトペーパー/論説法務財務税務と会計更新された9月 08, 2023The auditor’s guide to battling the many-headed monster, named Risk担当:TeamMateWant to learn more about risk management? Detection and mitigation are essential to continued business operations.
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ホワイトペーパー/論説法務財務税務と会計更新された9月 08, 2023Leveraging data to build, sustain, and grow an effective internal audit program担当:Sio NaidooData analytics provide assurance and insight. Learn more about the internal audit function and their role as trusted advisors.
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ホワイトペーパー/論説法務財務税務と会計11月 07, 2022How digital capabilities impact the balance of compliance and IT担当:TeamMateInternal audit teams broadly agree on their mission, but each internal audit department makes individual decisions about priorities.
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インフォグラフィック法務財務税務と会計11月 03, 2022Digital skills assessment matrix担当:TeamMateHow can we move forward with improving digital skills, given how important they’re becoming? Complete a digital skills assessment, identifying gaps between the digital skills we have and our objective, and creating a plan to address those gaps.
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ホワイトペーパー/論説法務財務税務と会計更新された9月 08, 2023TeamMate Audit Benchmark: Why internal audit needs to address third-party risk担当:TeamMateTeamMate Audit Benchmark highlighted three key findings for internal auditors. First, internal audit teams need to revamp their methodologies to be more adaptive and responsive.
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ホワイトペーパー/論説法務財務税務と会計更新された9月 08, 2023Changing the internal audit function担当:ジョナサン・チャプマンLearn about the 4 characteristics of internal audit functions successfully rely on to achieve continual and strategically aligned change.
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ホワイトペーパー/論説法務財務税務と会計9月 14, 2022What's trending in methodology change and how to make new rules担当:TeamMateAccording to the TeamMate Audit Benchmark, 36 percent of the respondents indicate they are planning a significant methodology change by the end of 2022.
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ホワイトペーパー/論説法務財務税務と会計更新された9月 08, 2023Agile audit: A conversation about coaching, implementation, and tips for practical execution担当:TeamMateAuditors are moving toward an agile and adaptive mindset. Discover real-world advice around agile adoption and the practical steps to get you started.
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ホワイトペーパー/論説法務財務税務と会計更新された9月 08, 2023Improving the quality of your audit with data analytics担当:TeamMateCurious about the benefits of data analytics in audit? Add value to your organization by embedding data analytics into your audit testing.
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ホワイトペーパー/論説法務財務税務と会計更新された9月 08, 2023TeamMate Audit Benchmark: Responding to change担当:TeamMateTeamMate Audit Benchmark is an ongoing assessment of the trends in methodology and work practices of global internal audit teams.
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ホワイトペーパー/論説法務財務税務と会計更新された9月 08, 2023TeamMate Audit Benchmark: Responding to change for Financial Services担当:TeamMateTeamMate Audit Benchmark is an ongoing assessment of the trends in methodology and work practices of global internal audit teams within the financial services industry.
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ホワイトペーパー/論説法務財務税務と会計6月 02, 2022Agile audit delivery: Start with the "why" and focus on the "how"担当:Mark WilliamsTake an agile approach to your agile audit process. You must learn to crawl before you walk and walk before you run. Think evolution, not revolution.
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ホワイトペーパー/論説法務財務税務と会計5月 04, 2022Audit ambitiously: How to propel your internal audit team to new heights担当:Sio NaidooFind out what 3 steps are necessary to audit ambitiously and move your internal audit function to the next level, and how to take them.
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ホワイトペーパー/論説法務財務税務と会計環境、社会、ガバナンス2月 09, 2022Practical guide for implementing an agile audit sprint framework担当:Mark WilliamsIn this article, we take a close look at the practicalities of using an agile team-level framework to work in sprints to deliver audits more effectively and efficiently.
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ホワイトペーパー/論説環境、社会、ガバナンス法務更新された9月 08, 2023The role of internal audit in ESG担当:Kevin GouldWith a recent focus on issues such as diversity and climate change, it has become increasingly urgent for organizations to understand and manage Environmental, Social, and Governance (ESG) risks.
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ホワイトペーパー/論説法務財務税務と会計12月 15, 2021Walking the talk: Rethinking value creation in internal audit“Value” is often used somewhat loosely in internal audit without adequately understanding how auditors actually add value. Do you add value just by showing up to conduct an internal audit?
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ホワイトペーパー/論説法務11月 17, 2021Emerging risks in financial services auditFinancial services is a complex and ever-evolving industry. In this report, we outline some emerging risks that can spring up and catch organizations off guard.
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ホワイトペーパー/論説法務財務税務と会計10月 16, 2021Data analytics: The magic tool of fraud detectionData analytics is changing the way many organizations detect fraud. As fraud schemes become more sophisticated and the amount of data organizations produce continues to grow, it’s becoming increasingly difficult to uncover fraud.
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ホワイトペーパー/論説法務更新された9月 15, 2021Assessing the current state of IT Risk in your organizationWorking from home has become a gateway to cyber threats as employees can sometimes be a weak link in corporate IT security systems. There are several things remote workers can do to reduce their own contribution to an organization’s IT risk.
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ホワイトペーパー/論説法務財務税務と会計8月 18, 2021Key benefits of agile audit担当:Mark WilliamsBeing agile-minded requires you to rethink how internal audit teams perform their work and add value to stakeholders.
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ホワイトペーパー/論説法務5月 18, 2021Enabling constraints: Helping agile ways of working to stick担当:Mark WilliamsI’d like to introduce the concept of enabling constraints as a way of changing the system. Better than that, change and behaviours that will stick and have longevity – and avoid “rubber band syndrome.”
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Report法務3月 04, 2021The impact of advanced technologies on internal audit: Where should you start?担当:TeamMateArtificial intelligence, Robotics Process Automation (RPA), and machine learning—all new technologies that are evolving quickly. But how much do you really know about them? Internal Auditors will soon be tasked with using this technology.
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ホワイトペーパー/論説法務12月 03, 2020The future of ongoing risk evaluation in your organization担当:TeamMateWith so much happening all around us, how can internal auditors manage risk and environmental changes to deliver timely insights that matter most to the business?
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ホワイトペーパー/論説法務11月 05, 2020Staffing for the future of internal audit担当:TeamMateInternal auditors with a background in IT or data analytics are in high demand these days. But finding internal auditors with this type of skill set is hard, and retaining them is even more challenging.
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ホワイトペーパー/論説法務3月 13, 202010 steps to embedding analytics in control management担当:TeamMateAlthough auditors often associate data analytics with fraud testing, financial audits, or continuous monitoring, the fact is that data analytics can be used for much more than common numerical analytical procedure testing.
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ホワイトペーパー/論説法務12月 16, 2018Growth mindset as a key to audit team success担当:Sio NaidooMindset is the foundation of success and is created through the combination of education, training, and experience. We should therefore consider mindset in an internal audit team’s performance.
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ホワイトペーパー/論説法務10月 09, 2018Auditing culture: A red flag approach担当:TeamMateIs auditing culture just another risk factor in a governance audit, or could it be seen as the basis for the entire audit plan?