May 4 and 20 virtual events will focus on emerging regulatory developments, risk management priorities
Regulatory compliance experts with Wolters Kluwer Compliance Solutions will share insights for U.S. financial institutions adapting to current and expected regulatory priorities and oversight measures in a virtual Compliance Executive Roundtable from 1 p.m. to 2:15 CDT on Tuesday, May 4, and Thursday, May 20.
Former federal regulator and compliance executive Timothy R. Burniston, Senior Advisor, Regulatory Strategy, will provide an overview of emerging regulatory developments and oversight trends. Thomas Grundy, Senior Director, U.S. Advisory Services, will present considerations for entering strategic partnerships and for managing risks faced by banks and fintechs offering “Banking as a Service” solutions.
Attendees can expect to hear guidance on measures that financial institutions can take in fortifying their compliance practices to manage the ongoing economic impacts of the pandemic, highlights of recent leadership changes in Washington, D.C., and the anticipated increase in regulatory developments stemming from these leadership changes.
“The pace of regulatory change, the rise of financial technologies and fintech players, and the ongoing effects of the Covid-19 pandemic all generate a high degree of interest as to how these changes are impacting the financial services industry,” said Steven Meirink, Executive Vice President and General Manager, Wolters Kluwer Compliance Solutions. “These informational Roundtables can play a significant role in helping financial institutions better understand the regulatory environment, the issues impacting their ability to effectively manage compliance risk, and best practices that leading organizations should consider as part of their compliance strategy.”
Capacity for these complimentary events is limited. Those interested in attending are encouraged to register early to one of the virtual sessions and to identify their date selection during the registration process.