Wolters Kluwer Financial & Corporate Compliance provides a wide range of technology-enabled lending, regulatory and investment compliance solutions, corporate services, and legal entity compliance solutions

Customers

Include corporations, small businesses, law firms, and financial institutions - banks, non-bank lenders, credit unions, insurers and securities firms.

Portfolio

Includes BizFilings, ComplianceOne, CT Corporation, eOriginal, Expere, GainsKeeper, Lien Solutions and OneSumX for Finance, Risk, and Regulatory Reporting.

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Featured Businesses - Financial & Corporate Compliance

BizFilings
Easily start your business in just 10 minutes with all the guidance you need to be successful. Form your LLC, Corporation or Nonprofit with the incorporation specialists trusted by over 500,000 businesses.
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eOriginal®
Wolters Kluwer eOriginal enables lenders, investors, custodians, and others to create, manage, and monetize digital loans, from close through the secondary market – all protected by our Digital Asset Certainty.
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CT Corporation

Registered agent & business license solutions. Learn how CT Corporation’s approach to transactional services can keep you compliant every step of the way.
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OneSumX for Finance, Risk, and Regulatory Reporting

OneSumX® for Finance, Risk and Regulatory Reporting is a best-in-class integrated regulatory compliance and reporting solution suite that establishes a single source of data for finance, risk and regulatory reporting that is enriched with value-added content from our in-house experts.

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Awards & Recognition - Financial & Corporate Compliance

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  • Press Release
    Compliance
    April 22, 2025

    Wolters Kluwer releases first quarter data for its Auto Finance Digital Transformation Index

    Wolters Kluwer's Q1 Auto Finance Digital Transformation Index findings show the continued embrace of digital documentation processes over the last four years with significant overall growth of 104.2% dating back to the first quarter of 2021.
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  • Press Release
    Compliance
    April 15, 2025

    Wolters Kluwer wins FinTech Breakthrough Award for innovation in regulatory change management

    OneSumX Reg Manager is a 2025 FinTech Breakthrough Awards winner in the “Best RegTech Solution” category for product excellence, helping community banks, insurers and credit unions efficiently manage risk and navigate regulatory compliance challenges
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  • Press Release
    Compliance
    November 22, 2024

    Wolters Kluwer names the winner of its 2024 Excellence in Data Analytics Award

    Wolters Kluwer named Compliance Analytics Manager Mike Fee of Park National Bank as the 2024 honoree of its Alfredo deHaas Excellence in Analytics Award, announced at the company’s 28th annual CRA & Fair Lending Colloquium in Championsgate, Fla.
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  • Press Release
    Compliance
    November 19, 2024

    Wolters Kluwer names Eastern Bank the winner of its 2024 Community Impact Award

    Wolters Kluwer named Eastern Bank its 2024 honoree of the Community Impact Award for the positive impacts of its "Equity Alliance for Business” program, announced at the company’s 28th annual CRA & Fair Lending Colloquium in Championsgate, Fla.
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Leadership - Financial & Corporate Compliance

Lisa Nelson
Lisa Nelson
Chief Executive Officer
Lisa oversees a division that provides a wide range of technology-enabled lending, regulatory and investment compliance solutions, corporate services, and legal entity compliance solutions to help financial services and corporate professionals maintain ongoing compliance requirements, increase efficiency and produce better business outcomes.
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Cathy Wolfe
Cathy Wolfe
Executive Vice President and General Manager, CT, Wolters Kluwer Financial & Corporate Compliance
Cathy Wolfe is EVP and General Manager of CT, a business unit of Wolters Kluwer Financial & Corporate Compliance.
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Dean Sonderegger
Dean Sonderegger
Senior Vice President & General Manager of the Wolters Kluwer Finance, Risk and Regulatory Reporting
Dean Sonderegger is the Senior Vice President & General Manager of the Wolters Kluwer Finance, Risk and Regulatory Reporting business, a leading provider in the governance, finance, risk and compliance technology space.
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Atul Dubey
Atul Dubey
Executive Vice President & General Manager, Compliance Solutions
Atul Dubey is the Executive Vice President & General Manager of Wolters Kluwer’s Compliance Solutions business, a leading provider in the risk management and regulatory compliance solutions and services to U.S. banks, credit unions, insurers and securities firms.
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Tom Nestor
Thomas Nestor
Executive Vice President & Chief Financial Officer, Wolters Kluwer Financial & Corporate Compliance
Thomas Nestor is executive vice president and CFO for Wolters Kluwer Financial & Corporate Compliance (FCC). FCC provides lending, regulatory and investment compliance solutions to financial institutions and legal entity compliance solutions to corporations, small businesses, and law firms.
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Abhishek Mittal
Abhishek Mittal
Vice President, Customer Information Management & Operational Excellence, Wolters Kluwer Financial & Corporate Compliance
Abhishek leads a team that combines voice of customer and analytics to identify customer trends, drive product development, sales, service, and operational excellence across all core processes within the division.
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Shreya Shankar
Shreya Shankar
Vice President, Head of Partnerships
Shreya leads the commercial partner function for FCC and is responsible for building high-impact strategic alliances that drive growth, innovation, and long-term value with the division’s portfolio of software and services.
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