CLE webinar: Executing the deal — Compliance requirements

Tuesday, December 1, 2020 — 1:00-2:00 PM ET

Every deal, no matter its size or nature, presents complex and often daunting compliance requirements. Legal professionals must address a multitude of issues starting with due diligence and ending with post-merger risk management. These issues tend to be magnified when working globally.

Advanced preparation is key to safely navigating these tricky waters and averting potential hazards. By knowing what to expect and when to execute, one can move deals forward more smoothly to close.

This webinar reviews the current deal landscape, federal and state requirements for the most common deal transaction vehicles, and global considerations. You’ll understand the challenges associated with frequent compliance requirements and learn best practices to improve the efficiency and transparency of your deal workflows.

Topics covered:

  • Why focus on deal compliance?
    • PE deals, deal count
    • Fundraising
    • Exits
  • Deal transaction vehicles
    • Types
    • Acquisition or divestiture
    • Merger
    • Forward triangular merger
    • Reverse triangular merger
    • Conversion
  • Deal transaction and compliance requirements
    • Entity types and good standing status
    • Special purpose entities
    • UCC searches and filings
    • Business licensing
    • Intellectual property
    • Ethical concerns
    • Global considerations

Who should join:

  • Attorneys, paralegals, and other legal professionals in law firms, who handle corporate business compliance, entity formation, finance deals, and mergers and acquisitions
  • In-house counsel and paralegals responsible for corporate compliance
  • Both new and experienced business compliance professionals

Your expert guides:

Devlin Fisher, Global Sales Support Manager
Global Sales Support Manager
Devlin is the Global Sales Support Manager at CT Corporation. He consults with CT’s global law firm and corporate customers on matters related to global compliance.
Lydia Duynstee, Transactional Business Consultant
Transactional Business Consultant
Lydia is a Transactional Business Consultant for CT’s West Coast law firm and corporate clients. She helps develop strategies and solutions for corporate compliance issues arising in finance, M&A, real estate deals, and corporate reorganizations.
CLE webinar: Executing the deal — Compliance requirements
Tuesday, December 1, 2020 — 1:00-2:00 PM ET
This webinar has been Presumptively Approved for the following: 1.0 CLE credit hours in California, Illinois, New York, Pennsylvania