Tax Advantaged Accounts

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Wolters Kluwer provides subscribers toll-free consulting services as well as on-site compliance audits to ensure your financial organization is operating compliantly and at maximum efficiency.

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Training

Training options consist of single session access for 14 days, 24/7 access to pre-recorded training sessions for 12 months, and single or multiple day onsite tailored training.

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IRA Library

Available in both a paper format and electronic book solution the IRA Library provides technical and operational information that supports your plans.

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Documents

A comprehensive suite of documents available in multiple delivery options that will support your tax-advantaged accounts program.

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Expert Insights

Article

Compliance

Tax & Accounting

January 20, 2021

IRA regular contributions: Compensation required

Wondering whether your income is considered compensation for IRA purposes? This article explains what types of income are considered compensation for IRA regular contribution purposes.

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Article

Compliance

Tax & Accounting

January 19, 2021

Consolidated Appropriations Act, 2021: IRA distribution provisions included

The Consolidated Appropriations Act, 2021 enhances and expands two individual retirement account (IRA) provisions included in the Coronavirus Aid, Relief, and Economic Security Act (i.e., CARES Act).

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Article

Compliance

Tax & Accounting

December 17, 2020

Individual Retirement Accounts: RMD notice deadline approaching

The tax law requires IRA custodians and trustees to provide IRA owners and the IRS with an annual required minimum distribution notice. This article provides the detail necessary to ensure an IRA custodian or trustee fulfills its requirements.

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Article

Compliance

Tax & Accounting

December 17, 2020

IRAs, HSAs, and CESAs: Year-end reporting

Tax reporting is one of the primary responsibilities of an IRA, HSA, or CESA custodian or trustee. This article primarily focuses on 2020 year-end distribution reporting for these types of tax advantaged accounts.

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Listen to Banking Compliance Insights

Podcast
ComplianceJanuary 13, 2021
Episode 15: Lending to military service members
By:Samir Agarwal
Is your financial institution missing an opportunity to serve the community and serve soldiers? Listen to the podcast now.
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Podcast
ComplianceDecember 01, 2020
Episode 14: And SOFR something completely different
By:Samir AgarwalAndy Dunn
From LIBOR to SOFR | What index will you select? We are here to help you choose. Wolters Kluwer’s latest podcast focuses on the end of the LIBOR and the industry’s switch to the SOFR index.
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Podcast
ComplianceNovember 13, 2020
Episode 13: OCC clears the way: Banks allowed to hold cryptocurrencies
By:Samir AgarwalMark White
What do we need to know about the regulatory requirements for the Office of the Comptroller of the Currency's (OCC) letter? Find out more in this podcast.
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Podcast
ComplianceTax & AccountingOctober 22, 2020
Episode 12: Update and current status of IRAs: What has changed and what you need to know
By:Samir AgarwalMichael Schiller
In this podcast, our experts discuss how current rules, including the SECURE Act and CARES Act, impact IRAs. As baby boomers reach retirement age, banks will see an increase in IRA portfolio balances and should be prepared to serve as IRA trustees.
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Podcast
ComplianceOctober 15, 2020
Episode 11: Banking on the way people change with M&F Bank NC
By:Samir Agarwal
This podcast offers practical suggestions for ways financial institutions can overcome challenges, create opportunities, and navigate regulatory change requirements brought about by the pandemic.
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Podcast
ComplianceOctober 08, 2020
Episode 10: Banking operations: Adapting to find opportunities
By:Samir AgarwalJim Wrbanek
This podcast offers practical insights into how banks have successfully adapted operations in the new normal and highlight successful practices that are becoming part of permanent banking strategies.
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Podcast
ComplianceSeptember 24, 2020
Episode 9: Working through COVID-19, overcoming challenges and creating opportunities
By:Samir Agarwal
It’s been several months since COVID-19 disrupted virtually every business we know. In this podcast, our guest discusses how Univest successfully adapted operations during this unprecedented and difficult time
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Podcast
ComplianceSeptember 10, 2020
Episode 8: Regulatory change management: Navigating the pandemic, politics, and policy
By:Samir AgarwalElaine Duffus
This podcast focuses on how to approach your regulatory change management process, whether automated or manual. Our experts also address the challenges financial institutions are facing as they keep pace with regulatory change during the pandemic.
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Podcast
ComplianceSeptember 10, 2020
Episode 7: Commercial lending through COVID – PPP and beyond
By:Samir AgarwalMichael Fuchs
Our experts discuss in this podcast how commercial lenders can stay on top of the rapidly changing circumstances, including credit assessments, to ensure they can fulfill obligations to customers during the pandemic.
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Podcast
ComplianceAugust 21, 2020
Episode 6: Fraud opportunists, six feet away and closer than ever
By:Samir Agarwal
In this podcast, our experts discuss trends that are creating opportunities for fraudsters (including a few driven by the pandemic), regulatory oversight measures, and strategies for shoring up fraud prevention programs.
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Podcast
ComplianceAugust 11, 2020
Episode 5: Loss mitigation: Operational challenges in a pandemic environment
By:Samir AgarwalChris Zimmerman
In this podcast, Chris Zimmerman, a product manager for servicing technology solutions takes a deep dive into what to expect at the end of allowable forbearance periods required under the CARES Act.
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Podcast
ComplianceAugust 04, 2020
Episode 4: Fairness in the face of crisis: Fair and responsible banking in the midst of chaos
By:Britt FairclothSamir Agarwal
In this podcast, Britt Faircloth confronts the reality of increased vulnerable populations created during the pandemic, providing strategies for maintaining fairness given new regulatory programs, distance banking, and dispersed workforces.
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Podcast
ComplianceJuly 16, 2020
Episode 3: A lender’s guide to forgiveness
By:Neal DohertySamir Agarwal
The Small Business Administration (SBA) has started processing PPP loan forgiveness. In this podcast, Samir Agarwal interviews Neal Doherty on the mechanics of forgiveness, including preparing borrowers and managing expectations post-forgiveness.
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Podcast
ComplianceJune 18, 2020
Episode 2: PPP legislative updates that impact 1502 filings and procedures for submission
By:Samir Agarwal
In this two-part podcast series our speakers dig deeper into the process for submitting 1502 filings and tracking payments. Special topics discussed include: impact of cancellations, partial forgiveness and servicing on 1502 filings.
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Podcast
ComplianceJune 11, 2020
Episode 1: Ongoing 1502 filing requirements and common errors to avoid
By:Samir Agarwal
In this two-part podcast series, our speakers provide an overview of PPP lender obligations, outline common missteps in the process and then take a deep dive into 1502 filings, including servicing, cancellations and delinquencies.
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Tax Advantaged Accounts

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