2021 Risk Indicator
ComplianceDecember 14, 2021

Annual survey tees up compliance and op risk priorities for 2022

Every year, Wolters Kluwer surveys U.S. banks and credit unions to determine their key concerns, top regulatory compliance challenges, and areas of greatest risk, and distills the results in our Regulatory & Risk Management Indicator. In this recorded webinar, Timothy Burniston, Senior Advisor, Regulatory Strategy, and Elaine Duffus, Senior Specialized Consultant share insights on the 2021 survey findings, including:

  • Regulatory change management and change management automation
  • Top regulatory and compliance risk challenges
  • Environmental factors and their impact on compliance and risk management
  • Areas where additional technology investment is planned
  • Risks expected to receive escalated priority over the next 12 months
  • Implementing an effective compliance management program
  • Digitized lending – progress and impact
Highlights from the Wolters Kluwer 2022 Banking Regulatory & Risk Indicator Survey
Watch Webinar
Download the Webinar Slides
Relatively high levels of concern remain across a range of areas, reinforcing the fact that regulatory compliance and risk management issues continue to pose challenges for financial institutions. Respondents expressed their highest levels of confidence in the past four years regarding their organizations’ ability to track regulatory changes and document compliance with those requirements to regulators. Nonetheless, the level of concern is still high.
Timothy R. Burniston, Senior Advisor for Regulatory Strategy with Wolters Kluwer Compliance Solutions
The concerns expressed by survey respondents reflect another year of challenges for the U.S. banking industry as it navigates through the pandemic—and the evolving regulatory and risk landscape. The industry’s resiliency has enabled it to address these challenges admirably, and we continue to support our clients in staying compliant so they can serve customers with confidence.
Steven Meirink, Executive Vice President and General Manager for Wolters Kluwer Compliance Solutions

Thank you for your interest in Wolters Kluwer advisory services and technology solutions. To help us better respond to your inquiry, please provide the information below and we will follow up with you.
Explore related topics
Regulatory & Risk Management Indicator survey
The results identify trends in regulatory and risk concerns, determine the regulatory impact on institutions, and assess the state of banks’ risk management efforts.
Back To Top