Elaine Duffus offers insights on Wolters Kluwer’s latest Regulatory Violations Intelligence Index findings, showing U.S. regulators pursued fewer but higher-value enforcements in late 2024.
ComplianceApril 17, 2025
Bang for the buck: Regulators pivot to fewer but higher-value enforcement actions
Read More
Senior Specialized Consultant
Elaine F. Duffus is a Senior Specialized Consultant with the Financial Services Compliance Program Management solutions team at Wolters Kluwer.
Explore related topics
Speak to a subject matter expert.
Related Insights
-
ArticleComplianceJuly 23, 2025
Ethics from a financial services auditor’s lens
As businesses have developed over time, new ethical challenges continue to materialize. Professional codes of ethics and corporate social responsibility have also emerged as fundamental principles of business. -
ArticleComplianceFinanceJuly 23, 2025
The road to innovation: Steps for financial institutions to find the perfect technology solution
Financial institutions seek the right technology partner to enhance competitiveness and meet customer demands. Factors include scalability, security, compliance, configuration, integration, support, and reputation. -
WebinarComplianceJuly 22, 2025
On-demand webinar: Navigating change - Corporate law updates across key states including Delaware
Gain insights on the significant amendments to Delaware General Corporation Law and recent changes in other key states in our exclusive webinar. -
WebinarComplianceESGFinanceJuly 21, 2025
Q2 EMEA Finance, Risk & Regulatory Webinar: Insights on EBA Pillar 3, Resolution Planning and UK round-up for financial services
Get clarity on the latest CRR3 and PRA developments. Watch our Q2 EMEA regulatory webinar for in-depth updates and strategic guidance.