Elaine Duffus offers insights on Wolters Kluwer’s latest Regulatory Violations Intelligence Index findings, showing U.S. regulators pursued fewer but higher-value enforcements in late 2024.
ComplianceApril 17, 2025
Bang for the buck: Regulators pivot to fewer but higher-value enforcement actions
Read More
Senior Specialized Consultant
Elaine F. Duffus is a Senior Specialized Consultant with the Financial Services Compliance Program Management solutions team at Wolters Kluwer.
Explore related topics
Speak to a subject matter expert.
Related Insights
-
ArticleComplianceMay 14, 2026
Five reasons traditional fair lending detection is no longer enough
Historically, fair lending programs have relied on detection to identify disparities in outcomes across protected groups. -
ArticleComplianceMay 14, 2026
10 Steps to implementing an ERM program
Discover how ERM transforms risk management from a compliance exercise into a strategic function that supports innovation, protects value, and creates organizational agility. -
ArticleComplianceMay 13, 2026
ITGC SOX: The foundations and key steps for compliance
Learn the foundations of IT General Controls, what they are, and how to ensure your organization has the right ITGCs in place. -
ReportComplianceMay 12, 2026
The DORA compliance checklist
A practical checklist guiding financial entities and ICT providers through DORA compliance, covering scope, ICT risk management, incident reporting, third-party risk, resilience testing, and audits.