Financial & Corporate Compliance November 03, 2026

On-demand webinar: Auditing fintech companies: key risks, compliance challenges, and practical audit approaches

Fintech companies continue to transform financial services through digital lending, payments, embedded finance, and innovative banking experiences. While these organizations often deliver familiar financial products, their operating models introduce new layers of complexity that audit leaders must understand and evaluate.

In this on-demand webinar, expert discussion focuses on how internal audit teams can effectively assess fintech organizations by focusing on governance, regulatory compliance, third-party oversight, and operational resilience. The session provides practical insights for auditors seeking to strengthen assurance in a rapidly evolving risk environment.

What you'll learn

  • Key compliance risks facing fintech organizations
  • Why sponsor bank and third-party oversight is under increasing scrutiny
  • Emerging fraud and operational resilience challenges
  • How growth and innovation can impact risk and control effectiveness
  • Practical strategies for auditing complex fintech ecosystems

Executive takeaway

As fintech innovation accelerates and regulatory expectations continue to rise, internal audit plays an increasingly strategic role in helping organizations manage risk and sustain growth. Audit leaders who understand the interconnected nature of fintech operations can provide valuable insight into governance effectiveness, partner oversight, compliance readiness, and organizational resilience.

Expert guide:
Jeff Fox
Associate Director, US Regulatory Consulting, Financial Crimes Compliance
Jeff leads USRC’s Financial Crimes Compliance practice. Jeff specializes in Bank Secrecy Act (BSA)/anti-money laundering (AML), sanctions, fraud risk, and financial crimes governance.

Please complete this form for access to the webinar 

Back To Top