Compliance is changing. So, too, are expectations for compliance professionals
OneSumX® for Compliance Program Management provides a comprehensive set of solutions for managing your organization’s regulatory compliance requirements.
Wolters Kluwer achieves Top Five global ranking for excellence in artificial intelligence by Chartis Research
The report explores the broad landscape of AI development and adoption in risk management and compliance in the financial services industry, showcasing the leading work of technology providers in this dynamic and rapidly evolving environment.
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Banks and Securities Firms
Wolters Kluwer delivers trusted content and software solutions to help you execute on the key processes associated with compliance program management. We can help ease the burdens of Regulatory Change Management, Risk Assessments, Complaint Management, and Exam Management with the right combination of content, technology, and consulting services to meet the demands of the insurance industry.
OneSumX for Compliance Program Management for Insurers
OneSumX for Compliance Program Management
OneSumX for Compliance Program Management provides a comprehensive set of solutions for managing your organization’s regulatory compliance requirements.
OneSumX for Regulatory Change Management for Insurers
OneSumX for Regulatory Change Management treats compliance holistically and provides insurers with a centralized and automated approach that drives greater control, efficiency and certainty.
Regulatory Change Automation for Insurance Compliance Professionals
Did you miss our presentation at AICP’s 2020 Virtual Compliance Checkup? Watch the on-demand recording now and take a deep dive into the key benefits of automating your regulatory change management process. Kathy Donovan, Senior Compliance Counsel, and Dawn Barker, Senior Sales Solution Consultant, will outline the challenges of managing regulatory changes and walk you through how the components and capabilities of an automated solution, such as OneSumX for Regulatory Change Management, could help ease your regulatory burden.
The key components of Compliance Program Management
Regulatory Insight
Wolters
Kluwer helps organizations of all sizes connect regulatory developments
with meaningful interpretation, providing a source for regulatory news,
analysis, and rules.
Regulatory Change Management
OneSumX for Regulatory Change Management tracks regulatory changes across a list of global agencies and organizes them to create structured, value-added content that is paired with an easy to use software solution.
Compliance & Ethics Governance
Our solutions help enable compliance officers to maintain compliance, inc. mitigating potential conflicts of interest, tracking employee activities, and creating their company’s Code of Ethics and other policies and procedures.
Compliance Risk & Controls Assessment
OneSumX
for Risk and Controls Assessment provides the high-level, whole picture
view required to effectively understand risk across the organization.
Compliance Testing
Compliance testing ensures that policies, procedures and other compliance controls are being operated effectively throughout your organization.
Complaint Management
OneSumX
for Complaint Management provides a centralized and automated process
that helps organizations of all sizes effectively manage, resolve and
report on complaints.
Exam & Inquiry Management
Exam & Inquiry Management solutions provide the regulatory content and software to assist with examination management for insurance companies, banks, and securities firms.
Operational Risk
OneSumX Operational Risk enables organizations to meet and adapt to internal operational risk practices.
Compliance Intelligence
Compliance Intelligence is built on Wolters Kluwer’s decades of experience in regulatory compliance and leverages advanced AI technology to streamline complex processes.
Compliance Program Management
No matter the size, complexity, or maturity of your compliance program, OneSumX for Compliance Program Management can offer a solution to meet your organization’s needs.
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Frequently asked questions
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Q1. What is OneSumX® for Compliance Program Management?OneSumX® for Compliance Program Management is a modular platform that supports centralized oversight of regulatory obligations, risks, compliance workflows, and reporting activities.
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Q2. What compliance areas does it cover?The platform supports complaint management, regulatory change, compliance testing, operational risk, employee compliance, exam management, and risk and controls assessment.
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Q3. How does it support risk-based compliance?Risk-based workflows and scoring help institutions prioritize compliance activities based on risk exposure and organizational priorities.
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Q4. Is regulatory content included?Yes. The platform is powered by curated regulatory content to support informed decision-making and documentation.
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Q5. Who uses the CPM platform?Compliance leaders, chief compliance officers, and legal or compliance decision-makers use the CPM platform to coordinate enterprise compliance programs.