Understanding your risk and managing compliance obligations requires monitoring, measuring, flexibility, and the right partner. We empower risk and compliance professionals to make the best decisions by providing the advisory consulting services they need to effectively manage compliance risk and regulatory obligations in the present while providing guidance for sound, strategic growth.
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Banks
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Credit unions
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Fintechs
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Mortgage lenders
Banks
Supporting enterprise-wide regulatory excellence across complex risk and compliance environments.
How we help
- Strengthen compliance management systems (CMS)
- Enhance fair and responsible banking performance
- Advance Community Reinvestment Act (CRA) and data governance capabilities
- Improve Bank Secrecy Act (BSA)/anti-money laundering (AML) and sanctions program maturity
- Support exam readiness and governance improvements
Benefits
- Improved ratings
- Stronger governance
- Enterprise-level risk mitigation
Credit unions
Empowering member-centric institutions with right-sized regulatory and operational support.
How we help
- Build and enhance CMS frameworks designed for member service models
- Strengthen fair lending and financial inclusion programs
- Support community development and CRA-related reporting (where applicable)
- Improve BSA/AML and fraud program governance
- Deliver staff training, testing, and operational support
Benefits
- Member trust
- Regulatory readiness
- Scalable, mission aligned solutions
Fintechs
Helping innovators build compliance programs that scale with growth and regulatory expectations.
How we help
- Architect compliance by designing frameworks for lending, payments, and partnerships
- Strengthen fair lending readiness, data governance, and disclosure controls
- Ensure CRA-relevant and Home Mortgage Disclosure Act (HMDA)-like datasets (if applicable) meet regulatory standards
- Build BSA/AML & sanctions programs tailored to emerging tech risks
- Enhance consumer protection, data integrity, and oversight for bank-fintech partnerships
Benefits
- Accelerated scaling
- Reduced regulatory risk
- Stronger partner and regulator confidence
Mortgage lenders
Driving accuracy, fairness, and regulatory confidence across the mortgage lifecycle.
How we help
- Optimize fair lending, HMDA, and pricing or underwriting governance
- Strengthen CRA-related reporting for mortgage-focused institutions
- Improve data quality, geocoding, and HMDA or CRA data integrity
- Conduct BSA/AML risk assessments and targeted process reviews
- Provide examination support, audit readiness, and ongoing remediation assistance
Benefits
- Audit-ready data
- Reduced regulatory exposure
- Confident, compliant operations
Unlock the power of compliance expertise
Connect with an expert today to assess your challenges and uncover tailored solutions for your institution. Discover how strategic guidance and proven methodologies can transform your compliance program and operational efficiency.
Why schedule a consultation?
- Align your programs with evolving regulations
- Reduce risk and improve exam outcomes
- Build internal expertise through staff training
Ready to take the next step?
Fill out the quick form to start your personalized consultation. Together, we’ll explore how Wolters Kluwer US Regulatory Consulting can meet your unique needs and deliver measurable results.