Mr Procter is a London based partner in Herbert Smith Freehills Financial Services Regulation team.

He works with clients on establishing governance, compliance and legal risk frameworks, implementing new regulation, mapping senior manager responsibilities, and conducting external and internal investigations.

Mr Procter's senior in-house and regulator roles include: Global Head of Compliance, Government and Regulatory Affairs at Deutsche Bank; Director of Enforcement at the UK Financial Services Authority; Commission Member and Executive Director at the Hong Kong Securities and Futures Commission; and Acting Commission Member and National Director, Enforcement at the Australian Securities Commission. He has been involved in the development of regulatory policy at a global and European level, chaired the committee which drafted IOSCO's Objectives and Principles of Securities Regulation and sat as a member of the European Banking Authority Stakeholder Group.


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