Manage tests of controls within test programs
OneSumX for Compliance Testing will allow you to:
Assign and manage resources with program responsibility
Use pre-designed or custom checklists to record and report on results
Raise and address issues through the assessment process
Reveal insufficiently controlled areas
Manage workflow and approval of test programs
Test Libraries
OneSumX for Compliance Testing comes with a pre-installed library of financial services regulatory checklists created by our industry leading subject matter experts and operational consultants. Each question within the testing procedures references the regulatory citation from which it is sourced. These testing procedures are then updated on an ongoing basis to accommodate changes to the regulations and industry best practices.
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Frequently asked questions
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Q1. What is OneSumX® for Compliance Testing?OneSumX® for Compliance Testing supports the planning, execution, and tracking of compliance tests using structured workflows and centralized reporting.
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Q2. What types of testing are supported?The solution supports control testing, sampling, evidence collection, findings documentation, and remediation tracking.
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Q3. How are findings managed?Findings and corrective actions are tracked through resolution, providing transparency and accountability.
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Q4. How does it support exam readiness?Centralized documentation and reporting help teams respond efficiently to examiner or auditor requests.
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Q5. Who benefits from Compliance Testing?Compliance managers and testing teams benefit from consistent workflows and audit-ready documentation.