ComplianceMarch 29, 2019

UDAAP controls for managing risk

This Journal of Financial Compliance feature looks at how the UDAP/UDAAP standards have evolved over time, of significant import to financial institutions in managing associated compliance risk. Author Barbara Boccia elaborates on the value of comprehensive UDAAP risk assessments— with a strong network of controls— as integral to a comprehensive compliance management system that can help firms be successful in UDAAP governance. Download the PDF.